Our client accounts are held at Charles Schwab
No matter where you are in life, we can guide you through the following stages:
Charles Schwab is our third-party financial custodian; they are a leading discount brokerage firm. Their primary job will be to safely hold your account and send out monthly statements.
We offer a variety of investment choices (mutual funds, ETFs, stock, bonds, brokerage CDs, cash management) seeking to deliver consistent returns to help you achieve your financial goals. We have the flexibility to be proactive and invest in your best interests and preferences.
We can help you open and manage a variety of accounts, from personal accounts to retirement accounts, business accounts, and trust accounts.
IRAs, ROTHS IRAs, SEP IRS, 401K, 457, 403b, Rollovers IRA, Trusts accounts, Individual and Joint accounts, and 529 college savings accounts.
We utilize objective third-party research to help evaluate and design your portfolios.
Morningstar is a leader in investment research tools. To study, compare, and select diversified investment choices for your portfolio that are aligned with your goals. All the important information is available for us to study, from analyst ratings, performance, fees, risks, dividend payouts, and comparison rankings, so we can see who is performing well and where is the best value. We maintain our focus on the top percentile and solid track records for your investment allocations.
We understand the need to keep fees low. Our competitive fee model is designed to be fair and straightforward. We don't charge sales commissions. Instead, we buy all funds at cost, and we charge an ongoing fixed fee that is based on the assets we manage for each client. We strongly believe that this conflicted approach fits our mission of always putting our clients' interests first.
When our clients succeed, we succeed. It is important to us that we deliver a quality service that reflects our value to you.
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This website is a publication of Legacy & Wealth Financial Advisors. Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of the authors as of the date of publication and are subject to change. Information on this website/publication does not involve the rendering of personalized investment advice. A professional advisor should be consulted before implementing any of the strategies presented. Content should not be construed as an offer to buy or sell, or a solicitation of any offer to buy or sell the securities mentioned herein. Hyperlinks on this website are provided as a convenience and we disclaim any responsibility for information, services or products found on websites linked hereto. The content of this website is provided for informational purposes only, and should not be construed as legal or tax advice. Always consult an attorney or tax professional regarding your specific legal or tax situation Legacy & Wealth Financial Advisors is registered as an investment advisor with the state of California and only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. Address: 300 Spectrum Center Dr. Suite 400 Irvine, CA 92618. Phone: (949) 529-1655. Registration as an investment advisor does not constitute an endorsement of the firm by securities regulators nor does it indicate that the advisor has attained a particular level of skill or ability. Members of the firm, who are licensed insurance agents, may recommend the purchase of insurance-related products and may receive additional compensation for such transactions.