Legacy & Wealth Financial Advisors
Legacy & Wealth Financial Advisors
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    • Home
    • About Us
    • Investments & Insurance
    • Account Access
  • Home
  • About Us
  • Investments & Insurance
  • Account Access

Investments & Retirement Services

Our client accounts are held at Charles Schwab


No matter where you are in life, we can guide you through the following stages:


  • Wealth Accumulation
  • Protection
  • Income/Withdraws
  • Preservation and Wealth Transfer


Charles Schwab is our third-party financial custodian; they are a leading discount brokerage firm. Their primary job will be to safely hold your account and send out monthly statements.


We offer a variety of investment choices (mutual funds, ETFs, stock, bonds, brokerage CDs, cash management) seeking to deliver consistent returns to help you achieve your financial goals. We have the flexibility to be proactive and invest in your best interests and preferences.

Account Types

We can help you open and manage a variety of accounts, from personal accounts to retirement accounts, business accounts, and trust accounts.


IRAs, ROTHS IRAs, SEP IRS, 401K, 457, 403b, Rollovers IRA, Trusts accounts, Individual and Joint accounts, and 529 college savings accounts.

Investment Research

We utilize objective third-party research to help evaluate and design your portfolios.


Morningstar is a leader in investment research tools. To study, compare, and select diversified investment choices for your portfolio that are aligned with your goals. All the important information is available for us to study, from analyst ratings, performance, fees, risks, dividend payouts, and comparison rankings, so we can see who is performing well and where is the best value. We maintain our focus on the top percentile and solid track records for your investment allocations.

Our Simple, Transparent Fee Structure

We understand the need to keep fees low. Our competitive fee model is designed to be fair and straightforward. We don't charge sales commissions. Instead, we buy all funds at cost, and we charge an ongoing fixed fee that is based on the assets we manage for each client. We strongly believe that this conflicted approach fits our mission of always putting our clients' interests first.


When our clients succeed, we succeed. It is important to us that we deliver a quality service that reflects our value to you.

Insurance

Protect the Life That You Have Built for Yourself and for Your Family

What happens if…

  • Should you die unexpectedly?
  • Do you become ill or get hurt?

  • Do you have a major medical emergency?
  • You can't work for a few months?
  • When you get old and need care?

Schedule a consultation with Mike to talk about:

  • Life Insurance
  • Health Insurance
  • Employee Benefits
  • Key Person Insurance

  • Long Term Care
  • Disability Insurance
  • Small Business Solutions

Life Insurance – We quote life insurance

Life Quotes - Click Here  

Click on the logo to find affordable health insurance and apply online:

Legacy & Wealth Financial Advisors
Legacy & Wealth Financial Advisors

Life insurance and Annuity Providers

Legacy & Wealth Financial Advisors

Business Hours:

Mon - Fri: 9:00 AM - 5:00 PM | Sat & Sun: By appointment 


Copyright © 2023, Legacy & Wealth Financial Advisors. All Rights Reserved. 

This website is a publication of Legacy & Wealth Financial  Advisors.  Information presented is believed to be factual and  up-to-date, but we do not guarantee its accuracy and it should not be  regarded as a complete analysis of the subjects discussed. All  expressions of opinion reflect the judgment of the authors as of the  date of publication and are subject to change. Information on this website/publication does not involve the  rendering of personalized investment advice. A professional advisor  should be consulted before implementing any of the strategies presented.  Content should not be construed as an offer to buy or sell, or a  solicitation of any offer to buy or sell the securities mentioned  herein.  Hyperlinks on this website are provided as a convenience and we  disclaim any responsibility for information, services or products found  on websites linked hereto. The content of this website is provided for  informational purposes only, and should not be construed as legal or tax  advice. Always consult an attorney or tax professional regarding your  specific legal or tax situation Legacy & Wealth Financial Advisors is registered as an investment  advisor with the state of California and only transacts business in  states where it is properly registered, or is excluded or exempted from  registration requirements. Address: 300 Spectrum Center Dr. Suite 400  Irvine, CA 92618. Phone: (949) 529-1655. Registration as an investment  advisor does not constitute an endorsement of the firm by securities  regulators nor does it indicate that the advisor has attained a  particular level of skill or ability. Members of the firm, who are  licensed insurance agents, may recommend the purchase of  insurance-related products and may receive additional compensation for  such transactions.

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